Policy Development
Annotated Bibliography
Policy Development Section
The following bibliography is of references considered key pieces in
the area of policy development and policy evaluation. The first section
is comprised of policy theory and programming references, and the second
section is evaluation and research design references. These annotations
were written to provide the essential learning points from the reference
and the implications for the CYFAR initiative.
Andranovich,
G. and Lovrich, N. (1996). Editors' introduction: Community-oriented research.
American Behavioral Scientist (39) 5, 525-535.
|
The authors' introduction
focuses on three contextual forces affecting urban policy: the
economy, politics, and society. The new global economy has produced
an uneven distribution of benefits among and within regions and
cities ultimately affecting community life. This global trend
emphasizes a service-oriented, information-based economy and forces
an infusion of specialized jobs within communities. Politically,
communities have struggled to survive on tighter budget and
community conflict arises characterized by "getting our share"
from the federal, state, and local governments. Finally,
socioeconomic stratification and group fragmentation will provide
communities with challenges in the future. Many public policy issues
such as medical care and housing will reflect the challenges of
inclusion to all community members. These three contextual forces,
economy, politics, and society are driving forces in policy
development. Although the article focuses on urban communities these
same forces are impacting rural communities. |
Implications for CYFAR Initiatives
The article suggests that CYFAR initiatives need to examine the
economy, political climate, and societal factors as forces that
influence the well-being of children, youth, and families. These
forces need to guide visioning and action planning of what is best
for families in the community. |
Benson,
P. (1995). Uniting Communities for Youth: Mobilizing All Sectors to
Create a Positive Future. Minneapolis, MN: Search Institute.
|
The author suggests communities
shift from the problem-focus approach of viewing problems to asset
building approach, where youths are viewed as resources. Benson identifies
and defines 30 assets that are crucial for preventing risky or health-compromising
behavior by youths. Sixteen are external assets (assets that surround
youth and are provided by families and social systems) and the remaining
14 are internal assets, provided by the youths themselves.
Benson also provides a 7 step process for communities that seek to
develop an asset-building plan for youth. This 7 step process includes:
- Establish a representative "vision team" (up to 30
people) and executive committee (fewer than 10 people) to build
commitment, gather information, set priorities, and plan.
- Identify a local coordinator who manages the process and unleashes
multiple volunteer-initiated efforts.
- Gather data about youth, adult perception, and community resources
for asset building. Use surveys, focus groups, interviews, town
meeting and other techniques.
- Raise community awareness of the asset-building model, using
newsletters, fact sheets, newspaper articles, speeches, cable
television, computer networks, and other mechanisms.
- Develop a vision, priorities, and action plans based on the
information you gathers and the work of the task forces. Address
issues of funding, leadership, organizations, and strategies.
- Develop a vision, priorities, and action plans based on the
information you gathers and the work of the task forces. Address
issues of funding, leadership, organizations, and strategies.
- Formally launch the initiative once action plans are in place.
|
Implications for CYFAR Initiatives
Many of the CYFAR initiatives have a youth component and this
article provides a process for communities to use as they address
youth issues. |
Bogenschneider,
K., Small, S. and Riley, D. (1994). An ecological, risk-focused approach
for addressing youth-at-risk issues. Madison, WI: University of Wisconsin-Madison
Cooperative Extension.
|
The authors present an ecological,
risk-focus model to use in planning youth prevention programs. The
model suggests that addressing risk and protective factors at multiple
levels will increase the success of the prevention program. The model
identifies the child at the center of the model and suggest the child
is influenced by the widening environments of family, peers, school
and work settings, and communities. The authors also identify a number
of implications in using the model in developing effective prevention
programs. These are:
- Assess youth to be sure program developers know what the real
problems or issues are facing local youth
- Assess communities to gain a sense of what programs and resources
already exist in the community.
- Set realistic and well-defined goals. (Without measurable outcomes,
success will be difficult to assess.)
- Target multiple risk factors at multiple levels of the social
ecology. (Avoid the temptation of simple answers; adopt an ecological
view.)
- Comprehensive prevention efforts should involve cooperation
and collaboration because no single organization has the resources
to do the whole job.
- Consider how the implementation of a particular program might
affect other programs and institutions in the community and recognize
changing one part of the system will cause the others to shift.
- Whenever possible, involve the target audience in the planning
and implementation of the program to help the program "fit"
the community and creates commitment to continuing the program.
- When replication a model program, be sure that it is developmentally
and culturally appropriate. (The causes and solutions of problems
vary across contexts and change with developmental age of the
youth.)
- Know the relevant literature in the area in which you're working.
|
Implications for CYFAR Initiatives
This risk-focused ecological model suggest community-based,
comprehensives efforts are needed to address and prevent youth
problems. CYFAR initiatives will need to address multiple levels of
society to impact and change the environment for children. |
Bruner,
C. (1996). Realizing a Vision for Children, Families, and Neighborhoods:
An alternative to Other Modest Proposals. Working paper. Des, Moines, IA:
National Center for Service Integration.
|
In this working paper,
Bruner defines where the citizens of the United States are in
relation to improving the condition our children's' lives. In
Chapter 2, the author suggests two dimensions of the current problem
include unprepared parenting and residing in disinvested
neighborhoods. Chapter 3 identifies the conditions Burner views as
needed for bettering the conditions of children in the USA. These
conditions include:
Safety and Security
economic and physical security
environmental and public safety
Social Support and Resiliency
a nurturing stable family environment
adults mentor and role models in the community
positive peer activities
opportunities to exert effort and achieve success
Professional Services and Supports
health care for medical needs
decent schools and schooling
access to professional services to treat any conditions or
needs that may arise and require professional care
The author concludes the paper by suggesting a need for a
compelling national vision and role to address the current crisis of
children living in at-risk situations. In addition, he argues for
grassroots social movement to embrace the vision and mobilizes to
changes in policies. |
Implications for CYFAR Initiatives
Bruner has provided a list of conditions or standards to better the
lives of at-risk children. Local CYFAR initiatives can use the list
as a guide when they address policy development in their communities.
The list can also be modified to use as indicators in an evaluation
tool when a community assesses it's strengths. |
Chapin,
R. (1995). Social policy development: The strengths perspective. Social
Work, 40 (4), 506-514.
|
Chapin suggests that
effective social policy is built on the cornerstone of a careful
problem definition. The author suggests a strengths perspective
focusing on the strengths and resources of individuals and their
environments rather than their problems and deficits as the central
focus of the helping process in social work. The perspective assumes
that people can continue to grow and change and need to have equal
access to resources.
Chapin argues that the integration of the strengths perspective in
policy development can provide policy makers with new tools for identifying
social needs and problems, a more inclusive approach to policy formation,
and policy options that reflect the reality of its intended participants.
The author includes a table outlining the steps in the strengths approach
which includes searching the environment for opportunities and resources.
The strengths approach challenges policy makers to be open to identifying
and using formal and informal community resources.
Strengths Approach
- Identify basic needs and barriers to meeting needs of
clients.
- Definition of needs and barriers are negotiated with
participants.
- Identify what barriers are currently overcome by clients and
through programs (best practices).
- Identification of opportunities and resources necessary for
people to meet their needs
- Policy formation.
- Negotiation of consensus on policy goals with participants.
- Program design.
- Program implementation.
- Evaluation and assessment of client outcomes.
The author suggests that by using the strengths approach to policy
development the policy will be more inclusive, involving the individuals
the policy is affecting. The strengths perspective addresses the need
for participatory research and client involvement in the policy making
process. The approach also focuses on common human needs and the barriers
to meeting these needs. |
Implications for CYFAR Initiatives
The article suggest policy development is most effective when
focusing on participants strengths and including participants in the
policy making process. Challenges to CYFAR initiatives will include
providing a policy development process which:
focuses on participants' assets
identifies both formal and informal community resources
include participants' voices, views, and ideas |
Dale,
D. and Hahn. A. (1994). Public issues education: Increasing competence in
resolving public issues. Task Force of the National Public Policy Education
Committee. Madison, WI: University of Wisconsin-Madison Cooperative Extension.
|
This publication serves
as a guide for individuals who want to initiate the process of
exploring public issues and policy development. Chapter 1 identifies
ways education can help resolve public issues. Chapter 2 outlines
eight step-by-step approaches to public issues education. The models
provide alternative approaches to address public issues. The models
are:
- Alternatives and consequences model
This model assumes that an issue has been defined and
focuses on clarifying options and anticipating the impacts of
each.
- Issue evolution/education intervention model
This model includes eight stages or steps. Early stages
include the emergence of a problem, the middle stages include
identifying alternatives and making a choice, and the final
stages include implementation and evaluation of the choice.
- The Ladder model
The Ladder model emphasizes the step-by-step process of
group discussion among people with diverse perspectives. Key
points stressed in the Ladder model include reaching decisions
which satisfy all participants and connecting the evaluation to
the initial concerns.
- Discovery & Analysis model
The Discovery and Analysis model emphasizes two approaches
to thinking about issues: expansive, "discovery"
thinking and systematic, critical analysis.
- SHAPES model
The SHAPES model is a matrix designed to provide a
descriptive historical record of what the group was doing. The
matrix identifies the group process over time, critical
incidents which influenced accomplishments, and key participants
in the process.
- Interest-based problem solving model
This model places emphasis on the difficulties of
communicating and making decision in situations with heightened
conflict and emotion. The goal if the model is to help
stakeholders work out mutual solutions.
- National issues forums model
This model explores alternatives with ordinary citizens.
This model takes the form of a town meeting and engages the
public in discussion about the issue.
- Citizen politics model
The goal of this model is to engage the public in politics
by helping participants build relationships with key players
working toward redefining and solving problems.
Chapter 3 identifies and discusses the three key steps in
designing education programs: 1) focusing on an issue; anticipating,
selecting and framing it; 2) identifying and recruiting participants
for the educational program; and 3)selecting appropriate education
delivery methods.
Chapter 4 includes information on special topics associated with public
policy education including:
creating new structures, such as coalitions.
sciences and dialogue: blending technical information and process
information; helping scientific experts
contribute effectively to public issues education.
collaborative conflict resolution with polarized groups.
the news media.
evaluation
The evaluation section includes the following questions to help
individuals focus the evaluation: For what potential outcomes will
you seek evidence or information?
Will the evaluation focus on pre-determined outcomes, or will it be
designed to pick up whatever impacts may emerge?
Will the outcomes represent acceptance of existing
policy-making processes or a change-oriented critique?
This section also lists possible outcome indicators for
individuals that include changes in knowledge, attitudes or
opinions, skills, and behavior about the political process.
Challenges of evaluating public policy issues identified by the authors
includes:
-the complexity of publics issues.
-the fact that educational programs typically evolve and change over
time.
-difficulty in measuring the impact with all the audiences the educators
hope to reach
-the absence of "tried and true" measurements techniques.
-the need to provide reliable and valid measurement instruments. |
Implications for CYFAR Initiatives
This publication offers CYFAR initiatives a wide range of
information to help the initiatives in the development of public
policy education programs. Initiatives will want to review the
indicators of individual impact and the challenges of evaluating
public policy issues as they plan and design their evaluation
programs. |
Guba,
E. (1984). The effect of definition of policy on the nature and outcomes
of policy analysis. Educational Leadership, 42 (2), 63-70.
|
In this article Guba
identifies policy definitions that reflect three kinds of policies.
These three kinds of polices are:
Policy-in-intention refer to verbal or written statements.
Examples include policy as:
-an assertion of intents or goals.
-the accumulated standing decisions of a governing body by which it
regulates, controls, promotes, services and otherwise
influences matters within its sphere of authority.
-a guide to discretionary action.
-as a strategy undertaken to solve or ameliorate a problem.
Policy-in-implementation are the behaviors or activities
displayed in the process of implementing policy.
Examples include policy as:
-sanctioned behavior, formally through authoritative decisions, or
informally through expectations and acceptance established
over (sanctified by) time.
-a norm of conduct characterized by consistency and regularity in
some substantive action area.
-the output of the policy-making system, the cumulative effect of
all the actions, decisions, and behavior of the millions
of people who work in bureaucracies.
Policy occurs, takes place, and is made at every point in the policy
cycle from agenda setting to policy impact.
Policy-in-experience is what is actually experienced by the
client as the result of a policy.
Examples include policy as:
-the effect of the policy-making and policy-implementing system as
it is experiences by the client.
Guba suggests that the definition of policy determines what the
policy will look like and the point of action of the policy. Point
of action refers to where the policy will be enforced -- whether at
the local, state, or federal level. Each definition of policy calls
for unique data, sources of data, and methodology, and produces
unique outcomes. The definition an evaluator elects to use depends
upon the purpose of the evaluation. What constitutes a better
definition is of course a matter of values. To be ethical, the
policy evaluator should explain the particular definition used in an
analysis and identify its consequences for the variety of
stakeholders. |
Implications for CYFAR Initiatives
Guba suggests that members of CYFAR initiatives be clear about
the kind of policy the initiative is attempting to address. A clear
policy definition is necessary to ensure evaluators use applicable
data, identify appropriate sources of data, and appropriate
methodology in the evaluation process. |
Hahn,
Alan J. (1992) Resolving Public issues and Concern through Policy
Education. Itchica, NY: Cornell University, Cornell Cooperative
Extension.
|
This article provides
suggestions for assessing the impact of public policy education
programs on individuals and issue resolution. Hahn describes the
issue evolution process and provides an educational intervention
model. This model is a useful tool for planning public policy
education programs and explaining their relationship to the
policy-making process. The 8 Stage model includes:
Stage 1 - Concern
Someone identifies a concern, problem or vision of how things
could be better.
Activities:
listen actively
ask clarifying questions
provide background information based on research
Stage 2 - Involvement
People with a concern seek additional support and perhaps
establish contact with decision makers. Additional people may become
involved. Opposition may also arise in this stage.
Activities:
provide information about organizations or individuals who
might be helpful
facilitate communication among interested parties
Stage 3 - Issue
An issue is defined that people can agree on. However, there
may not be agreement on what should be done about it.
Activities:
document and disseminate alternative views on the issue
help clarify the issue through discussion
Stage 4 - Alternatives
People seek and propose different ideas about what should be
done to resolve the issue.
Activities:
help people generate alternatives
seek objective information on alternatives
facilitate communication and exchange of viewpoints
Stage 5 - Consequences
Alternatives are evaluated and discussed in terms of
anticipated consequences.
Activities:
assemble and distribute objective information on consequence of
each alternative
help people make their own predictions about consequences
Stage 6 - Choice
Different people try to influence policy makers. It may be
decided to forget the whole issue, respond to one group or another,
or reach a compromise.
Activities:
inform people about how the choice will be made
(formal/informal; decision arena; decision-making process)
inform them about opportunities for effective participation
Stage 7 - Implementation
A decision is implemented.
Activities:
inform people about how the policy came to be; what it is
intended to do; and who will be responsible for implementation and
enforcement
Stage 8 - Evaluation
Results are evaluated.
Activities:
encourage objective analysis of the policy
help people conduct evaluations
If anyone is seriously dissatisfied the entire process may
begin again.
Hahn provides two tables of information to use in evaluating
the policy process and education. The first list indicators that
show the effect of public policy education on individuals in terms
of knowledge, attitudes, skills, and behaviors. The second list
indicates the steps in the evaluation process related to issue
resolution, possible indicators for each stage, and characteristics
that suggest a move to the next stage. A copy of each table can be
found in the tool bibliography. |
Implications for CYFAR Initiatives
Hahn's model provides a step-by-step process for developing
policies at the community level. The article also suggest approaches
to evaluating of the policy development process, both at the
individual and process level. At the process level, members of CYFAR
initiatives must design the evaluation to measure the process at the
stage it is and not the stage the group strives to reach. Hahn's
model also helps members of the policy development community
(coalitions) determine if the group is ready to move to the next
stage of the process. |
Hahn,
A., Greene, J. and Waterman, C. (1994). Educating about public issues: Lessons
from eleven innovative public policy education projects. Ithaca, NY: Cornell
Cooperative Extension.
|
This publication
identified several lessons learned from public policy education
projects. Lessons relating to evaluating public policy education
projects include:
-Several viable staffing models were used for evaluation but project
staff were often the sole evaluator of their projects.
These authors recommend that this practice be reduced
in the future.
- Impacts on participants in project activities were reported far
more frequently than impacts on public issue
or on the
policy-making process, even though the latter were clearly
of interest to the educators. In the future more emphasis
should be given to the assessment of issue or process
impacts.
-Issue or process outcomes were more likely to occur when the scope
of a projects audience corresponded with the policy arena in
which the issues addressed by the project were resolved. More attentions
should be given to this relationship in future projects. -Different
outcomes appeared to be associated with different stages of
development in the issues addressed by the projects. Future projects
should devote more attention to this relationship. -Attention to capacity
building within public policy educators' own organizations
is another important consideration, in addition to participants
and issue or process outcomes.
-Realistic and significant target for sustainability from public policy
education endeavors are changes in the way participating
organizations understand, value, or conduct their work
(i.e. capacity-building outcomes).
-Creating new organization legacies is a legitimate secondary purpose
of public policy education projects and should be a primary
target for sustainability. This, in turn, requires that the institutions
participating in the projects be learning organizations. |
Implications for CYFAR Initiatives
These lessons can serve as guides to CYFAR initiatives as staff
plan and design evaluations for their projects. |
Hayes,
C. (1982). Making policies for children: A study of the federal process.
Washington, DC: National Academy Press.
|
The author discusses the
lack of a precise definition of policy and suggests that because
public policy is developed over time, the policy process cannot be
explained as a simple unit or event. Several characteristics of the
policy development process are identified:
-involves a large number of decision points
-involves the presence of a large, heterogeneous group of participants
-includes the complexity of each of the events that contribute to
policy formation
-incorporates a dynamic process that is not susceptible to description
by simple additive models
The policy process as discussed in this article suggests that
the process is a complex, evolving process that can not be explained
by simple models. The evaluation of the policy process must
therefore seek to provide various data sources in an attempt to
fully measure the policy impact. |
Implications for CYFAR Initiative
The article emphasizes the need for the policy evaluation focus
to match the level of the policy development process. Reliance on
one source of data is not recommended. The author suggests that
because the evaluation process is very complex evaluators need to
seek many sources of data as a way to measure the impact of policy. |
Meehan,
E. (1985). Policy: Constructing a definition. Policy Sciences (18),
291-311.
|
The author suggest that
if "policies" are to direct real world actions and be
subject to criticism and improvement from human experiences, the "policy"
must have certain attributes and capacities. These attributes and
capacities include:
- an identifiable actor (coalition) with some capacity to
produce change
- a way to project future outcomes within the limits of the
actor's (coalition's) capacity
- a set of concepts that states the outcomes in terms that
define the outcomes as completely as possible
- a mechanism for selecting the preferred outcome from among
available options
- a program of action for achieving the preferred outcome
- a monitoring system for adjusting the action program in the
light of results actually produced
- a researched knowledge base what demonstrates how the
required instruments can be produced and serves as a base for
action; within the limits of ordinary human capacity
|
Implications for CYFAR Initiatives
The article outlines distinctive steps needed in a successful
policy development process. CYFAR initiatives can evaluate their
policy development process against these steps. |
Melton,
H. and Roehlkepartain, E. (1995). Finding a Focus: Rethinking the Public
Sector's Role in Building Assets in Youth. Minneapolis, MN: Search Institute.
|
The authors suggest that
government acts as a catalyst for community change in building the
30 identified assets for youth. Strategies suggested by the authors
include:
-gathering information about community and young people
-convening leaders and citizens to discuss available and needed information
-incorporating asset building into the community vision through public
dialogue
-getting people involved by forming partnerships between public, private,
and philanthropic arenas
-balancing asset building with specials services by developing mutually
responsive systems that reinforce services
-re-examining policies and spending by asking the questions
Would this action increase or decrease asset-building programs and
service for youth?
Would this action reduce or increase barriers to youth participation
in asset-building activities or receiving asset-building services?
Would this action male it more or less difficult for communities to
coordinate programs and services across sections? |
Implications for CYFAR Initiatives
Many of the CYFAR initiatives have a youth component. This
article provides CYFAR initiatives questions for examining youth
policies in the community and strategies for rethinking youth
policies. |
Mitchell,
J. (1990). Policy evaluation for policy communities: Confronting the
utilization problem. Evaluation Practice 11(2), 109-114.
|
The article examines the relationship
between alternative evaluation approaches and the concerns of policy
communities (coalitions). The author introduces a framework for utilization-focused
evaluation (Figure 1) that allows the evaluator to choose criteria
and methods appropriate for the information needs of particular policy
communities. The model provides evaluators with evaluation criteria
and data collection methods when agreement and/or disagreement over
policy ends (goals) and means (way to reach goals - process) arise.
Evaluation criteria and methods of collecting data are placed in each
cell because each cell produces unique information relevant to the
focus of that policy community. The model is not intended to categorize
all of the debates but depicts how evaluators may think about the
information needs of different audiences.
For example, policy development in Cell 1 is characterized by
substantial agreement over both ends and means. The major problems
that the policy addresses are well defined, goals of policy are
understood and patterns of interaction are stable. Thus the focus is
on monitoring outcome and maintaining consensus. This is unlike Cell
4 where there is no agreement over the ends or the means of the
policy. The function of policy evaluations is then to evaluate the
equity (fairness) of different ends and means arrangements.
Cell 2 represents agreement about the ends of the policy but
not the means. This may happen when agreed upon goals are sidelined
by poorly designed programs or inadequately administered. Emphasis
in this cell focuses on finding less costly alternatives or better
ways to administer the current program. The policy community in Cell
3 agrees abut the means of the policy but disagrees about the ends.
The group has developed and implemented programs without a clear set
of goals. The task of the evaluator may be to rank the policy goals
in relation to the community values. A survey can be used to measure
the communities support or opposition toward the existing or
proposed policy goals.
Figure 1. Framework
Policy ends (GOALS) |
Agreement
(PROCESS) |
Disagreement |
Policy Mean |
Cell 1
Criterion: Effectiveness
Method: Experimental research |
Cell 3 Criterion: Responsiveness
Method: Survey research |
Agreement |
Cell 2 Criterion: Efficiency
Method: Cost-benefit analysis
Implementation analysis |
Cell 4 Criterion: Equity
Method: participatory research |
Disagreement |
This model helps clarify the importance of the policy
development process to policy evaluation. For example, cost-benefit
analysis of a farm policy may be less useful than survey data that
reveals inconsistent goals. Also the model implies that evaluation
exists to clarify complexity. It also suggests that evaluation
should incorporate an assortment of criteria and methods applicable
to distinct policy debates. |
Implications for State Strengthening Projects
In the language of this article, coalitions involved in the
CYFAR initiatives could be substituted for term "policy
communities." This model provides alternative evaluation
processes for evaluators when coalitions may not be in complete
agreement over policy goals or the ways to reach these goals. The
model outlines criteria the evaluator may want to consider at
various levels of coalition agreement and suggest methods to use in
the evaluation process. |
National
Network for Family Resilience, Family resiliency: Building strengths to
meet life's challenges. Ames, IA: Iowa State University Extension.
|
This publication
identifies six guiding principles for evaluating policy impact on
families . These principles suggest that policies should:
-support and supplement family function and provide substitute services
as a last resort.
-encourage and reinforce family commitment and stability, especially
when children are involved.
-recognize the interdependence if the family relationship , the strengthens
of family ties and obligations, and the resources families
have to help members.
-encourage family members to collaborate as partners with professions
in service delivery.
-acknowledge and value the diversity if family life and recognize
the different ways families may be impacted.
-address families with the greatest economic and social needs first. |
Implications for CYFAR Initiatives
These six guiding principles can serve as guidelines for CYFAR
initiatives focusing on evaluating and changing family policies. |
Ramirez,
A. (1995). Powerful Policies. The American School Board Journal,182 (12),
27-29.
|
The author defines policy
as the voice of a school board or community coalition. "Policy
speaks when the board is not convened and cannot address an issue
directly." (p. 28) Ramirez suggests that the goal of a constructive
policy is to advance the system toward the vision of the school or
coalition. Ramirez identifies these stages of policy development.
- Identify issues - scan environment to discern trends and
issues; both positive and negative
- Set priorities - judge where the trend fits into the
direction your organization has set
- Analyze and study - determine how best to grapple with the
issue or trend - including imput from a variety of sources
- Take action - delineate your options, then deliberate on
those options and then make a decisions
- Follow through - create formal evaluation mechanisms to
monitor expected results or improvements.
In using this proposed approach to constructive policy, the policy
development process begins in the planning stages of an organization
and develops evaluation procedures upon implementation of the policy. |
Implications for CYFAR Initiatives
Ramirez relates policy development to the vision and mission of
the organizations and suggest that a policy evaluation process be
determined at the beginning stages of organization planning. The
article challenges members of CYFAR initiatives to identify and
incorporate evaluation procedures at the initial stages of the
planning. |
Riley,
T. and Karnes, F., (1993). The tools for success for concerned citizens:
Shaping public policy in gifted education. Gifted Child Today, 16(2),
23-25.
|
The authors identify key questions
to consider when planning efforts to influence policy development:
- Who is responsible for making decisions?
- What processes do they intend to use to make decisions?
- What mechanisms are available for public input?
- What timeline are they working under?
- Who else needs to give approval?
- When will the decision go into effect?
The authors also identify numerous techniques for influencing legislators.
A ranking of the most effective ways to communicate with legislators
(with one representing the most effective approach to communicate
with legislators is given (complied by the Burston-Marsteller public
relations firm). This ranking includes:
- Government information resources including government sponsored
reports/surveys
- Spontaneous letters - a personal letter from a constituent
- Orchestrated letters - form letters sent by many individuals
- Telephone calls
- Newsletters - may include organization or agency newsletters
- Position papers on a particular issue
- Personal visits by constituents
- News articles
- Petitions
- Editorial
|
Implications for CYFAR Initiatives
The article provides questions for members of CYFAR initiatives
to consider when planning to influence policy development. Key
questions can help coalitions direct actions and resources to
achieve maximum results. |
Stevens,
G. (1993). Impacting Private Sector Policy for Families. NCR 489 Lincoln,
NE: Cooperative Extension Service, University of Nebraska-Lincoln.
|
Stevens adapts Zimmerman's
(1988, 1992) definition of family policy "refers to a perspective
for understanding and thinking about policy in relation to families.
It is used in the singular as a policy perspective and also as a way
of conveying the idea of a cluster of policy measures with identifiable
family content that then find expression in family-related program
activities. It also is used in the plural to refer to all the individual
policies that affect families, both directly or indirectly."
(p. 3) The historical assumption that families are to be self-sufficient
is no longer true because the impact of work on families is felt in
millions of homes and workplaces. Over two-thirds of all mothers with
children under the age of 18 are now employed outside the home. The
public and private sector can respond to this trend by developing
"family-friendly" policies. However, the author cautions
that these "family-friendly" polices are not spontaneous,
but are developed through a step-by-step process as employees, employers,
and communities recognize the trends and begin to take measures to
address these trends. Please refer to the tool section for a list
of interview questions which could be used to assess local communities
policy for "family-friendliness." |
Implications for CYFAR Initiatives
One of the challenges for CYFAR initiatives will be to confront
the assumptions held by employers, employees, and communities that
do not support "family friendly" policies. Initiatives
seeking change must realize that the public and private sector
response to policy change may be a slow, time-consuming process. |
Voydanoff,
P. (1995). A family perspective on services integration. Family
Relations,44 (1), 63-68.
|
Voydanoff introduces the
use of the family perspective framework and an ecological systems
model as a rationale for policy development of integrated family
service delivery systems. The author also includes the goals and
characteristics of effective integrated systems. Roles for policy
makers are also outlined in the article.
The goals of an integrated system are to:
-serve a broad population group rather than specific clientele
-provide a comprehensive system that addresses the whole child and
adult with a continuum of intensity
-coordinate service so they complement and reinforce each other
-locate services in community
-focus on family strengths and respect diversity
-view family members as collaborative partners
-involve families in program planning, policy development and implementation
Characteristics of a successful program include:
-comprehensive, flexible, and responsive delivery system
-dealing with the individual child in relation to family and family
as part of the community (ecological)
-staff with the training, time, skills and support to create and build
relationships with children and families
-competent, creative, risk-taking administration and management
-a focus on prevention
Policy makers need to:
-understand the systemic nature of community and family needs
-focus on the client and family in a community context
-diagnose multiple systemic problems in families and their environment
-support accessible programs that address clients multiple needs |
Implications for CYFAR Initiatives
The article outlines goals of an integrated system and
characteristics successful programs that policy makers need to
address through policy development. CYFAR initiatives will need to
create or persuade policy makers to create polices that support
these goals and characteristics of an ecological model of service
delivery. |
Zimmerman,
S. (1995). Understanding Family Policy, 2nd edition. Thousand Oaks, CA:
SAGE Publications.
|
In this book, the author
outlines a conceptual framework in which policies can be analyzed
based on eight views of policy. Policies can be viewed as:
-rational choice
-a reflection of political culture
-incremental choice
-elite preferences
-the equilibrium reached between contending interest groups
-choice under competitive conditions of no authority
-system output
-the outcome of institutional structure and processes
Zimmerman suggests that family policy can be very direct (e.g., enacting
child support laws or family preservation services legislation) or
indirect (e.g., the impact of zoning laws and budget cuts on certain
groups). All policies have intended and unintended family consequences.
The decision to enter WWII reflected the US policy to protect the
national security of families yet many families were hurt by the loss
of family members. Researchers need to evaluate both the intended
consequences and the unintended consequences of policy in an attempt
to fully assess the impact on family well-being. |
Implications for CYFAR Initiatives
A challenge for CYFAR initiatives will be to come to a general
agreement of policy definition and provide a framework for policy
development and evaluation. The definition of policy will guide the
initiative in visioning and planning and guide the direction of the
evaluation process. |
Evaluation/Research Design Section
Anderson, C. and Dorros, S. (1996). Promising methodologies for evaluation
community-based initiatives. The Evaluation Exchange 2(4).
These authors suggest that, due to the complexity of community-based initiatives,
evaluators may rethink traditional methods of evaluation and adopt other
methods that can track the diverse processes, outcomes, and goals of community-based
initiatives. The article highlights four methods and identifies the usefulness
of each method in community-based initiatives.
1) Ethnography - create a vivid firsthand description of community by documenting
detailed experiences, behaviors, and perceptions of the community.
Usefulness in evaluating community-based initiatives:
-uses an exploratory process, without preconceived notions of community
process or externally defined outcomes.
-engages the community in change.
-capitalizes on strengths in the community.
2) Theories of Change Evaluations - theories of change methods are designed
to involve practitioners in the evaluation process from the beginning and
help them articulate the relationships among services, outcomes, programs
and other variables.
Uses in evaluating community-based initiatives:
-focuses the evaluator on what to measure and concentrates on key elements
of the complex initiative.
-asks program practitioners to make explicit the assumptions underlying
their actions.
-gives program participants valuable, accessible and non-threatening information
about their process, making the use of findings more likely.
-assists evaluator in determining what program failures or successes are
the result of program theories or implementation.
3) Census and Survey Data - allows evaluators to look at broad patterns
and trends across large and diverse populations in order to track change
over time.
Uses in evaluating community-based initiatives:
-help determine priority areas for action.
-identify program responsiveness to the community by quantifying residents'
perceptions and attitudes.
-track the unique experiences of population subgroups.
-indicate community service availability and usage.
4) Computer tracking systems - tracks large amounts of information and makes
the information accessible to programs.
Usefulness in evaluating community-based initiatives:
-manages and stores large quantities of multilevel data, makes it assessable
to programs.
-cuts down on unnecessary paperwork and costs after initial investments.
-tracks clients across programs.
Implications for CYFAR Initiatives
The article suggests alternative methods for evaluating community-based
initiatives. CYFAR staff will want to select an approach method to match
the needs and resources of the evaluation.
Fetterman. D., Kaftarian, S. and Wandersman, A. (1996). Empowerment Evaluation:
Knowledge and tools for self-assessment & accountability. Thousand Oaks,
CA: SAGE Publications.
This text explains empowerment evaluation, the use of evaluation concepts,
techniques, and findings to foster improvement and self-determination. Empowerment
evaluation uses both qualitative and quantitative techniques and can be
applied to individuals, organizations, communities, and societies. The focus
of the evaluation is on programs.
Chapter 10, Evaluation and Self-Direction In Community Prevention Coalitions,
outlines the use of empowerment evaluation within these coalitions. These
authors suggest that evaluators have a critical role in identifying the
conditions and support that may enhance or impede the effectiveness of a
coalition. Evaluation can be viewed as part of the support system and can
build the learning capacity of the organizations we are evaluating. The
authors believe empowerment evaluation can only happen through local control
of the evaluation process. The authors suggest several evaluation methods
to build individual and organizational capacity within the local coalition.
These methods include:
-designing, conducting and reporting evaluations that give client greater
control through improving usability of the evaluation
-developing and applying a usable framework for feedback in the evaluation
process
-developing a classification system of prevention activities
-providing workshop training and follow-up technical assistance to enhance
the ability of local nonprofessionals.
The authors include a list of challenges when utilizing empowerment evaluation.
These challenges include:
-clarifying role definitions with the coalition.
-identifying the level at which to target the empowerment effort.
-holding realistic expectations of community partners and residents.
-identifying when, how and why to share control of the evaluation or when
to have community members proceed with the evaluation.
Chapter 15 outlines a number of activities and techniques to use in building
community capacity. The activities focus on three issues: (1) creating a
constructive environment for the evaluation, (2) including the voices of
intended beneficiaries, and (3) assisting communities in using evaluation
findings to strengthen community responses. The chapter includes several
tools and examples of how to use these tools in an evaluation process.
Implications for CYFAR Initiatives
This article provides an approach to evaluation that builds the learning
capacity of individual and organizations we are evaluating. Evaluators of
projects with similar goals will want to incorporate some of the evaluation
methods included in the empowerment approach.
Goodman, R., Wandersman, A., Chinman, M., Imm, P., & Morrissey, E. (1996).
An ecological assessment of community-based interventions for prevention
and health promotion: Approaches to measuring community coalitions. American
Journal of Community Psychology (24) 1, 33-61.
Knox, C. and Hughes, J.(1994). Policy evaluation in community development:
Some methodological considerations. Community Development Journal 29 (3),
239-250.
This article is a case study of the methodological problems related to evaluating
a community relations program. The authors identified five conclusions related
to policy evaluation:
-There is no single definite method or "right way" to undertake an evaluation
in social intervention such as community relations or the broader
field of community development.
-There is merit in combining a quantitative and qualitative approach in
evaluating community development policies.
-The effectiveness of social interventions or the outcomes of community
development policies are particularly difficult issues for evaluators
to assess..
-Establishing a baseline against which improvement (or not) can be measured
is important. However, a recurring problem is that evaluators are
invited to assess programs which have been in operation for some time without
benchmarks.
-The role of the evaluator in undertaking a policy evaluation must be that
of a neutral and detached observer.
Implications for CYFAR Initiatives
Policy evaluation is a complex task with no single "right" process. CYFAR
initiatives seeking an effective evaluation process will need to address
the following issues:
-incorporating both quantitative and qualitative approaches in the evaluation
design
-establish baseline data prior to beginning the program
-addressing the difficulty in measuring the effectiveness or outcomes of
social interventions
-utilizing evaluators that are detached from program
London, R. (1996). Checking perception and reality in small-town innovation
research. American Behavioral Scientist (39) 5, 616-628.
The author did a systematic comparison of the data gathered by a survey
and qualitative data collected in the field. The object of the research
was to identify patterns of innovative behavior that might promote government
change at the local level. An unanticipated finding of the study was the
limited number of responses to a survey as compared to the qualitative responses.
While survey methodology provides an opportunity to collect a large number
of responses from a variety of individuals, the researcher is limited to
the written responses. There is no mechanism to check or verify the data
as there is with a qualitative or participatory approach. The author suggests
the need for both qualitative and quantitative methods to increase the validity
of results in evaluation studies.
Implications for CYFAR Initiatives
This study suggests to CYFAR initiatives that evaluation procedures need
to incorporate both qualitative and quantitative methods into the process.
Reliance on only one method may limit the validity of the data as well as
limit the richness and depth of data collected from one method.
Patton, M. (1987). The evaluator's responsibility for utilization. Plenary
presentation at Evaluation '87 2nd annual conference of the American Evaluation
Association, October 19, 1987. Boston, MA.
Patton suggests that evaluators need to be accountable for evaluations -
must have something concrete to offer and make a difference in the program
through the evaluation's findings. The author suggests that evaluations
should be tailored to meet the needs of the intended users and the evaluation
should be results oriented. Evaluators should negotiate up front what an
evaluation ought to achieve and make the benefits worth the costs.
The author suggests these strategies to improve accountability:
1. Overcome staff fear of the evaluation process by dealing with the fear
up-front and talking out the evaluation process.
2. Ask the right questions - ask about the intended use and how one would
know if that occurred.
3. Be situationally responsive in the evaluation process - recognize
variations in situations so you can tailor
the evaluation process to meet the
needs of the program
4. Reflect upon and evaluate the evaluation process itself.
Implications for CYFAR Initiatives
CYFAR initiative evaluators must have something to offer programs. Evaluators
will want to include the strategies identified to help the evaluation process.
Riggin, L., Grasso, P., and Westcott, M., (1992). A framework for evaluation
of housing and community development partnership projects. Public Administration
Review 52 (1), 40-46.
Through a review of studies and reports on public-private partnerships projects,
the authors identify two major issues in the evaluation of partnership projects.
One issue focuses on the availability of data to measure project processes
and outcomes. Often project records may not have been maintained or records
are kept by the private sector and evaluators do not have access to these
records. The other issue relates to the difficulty of evaluating the effectiveness
of partnerships on less tangible effects such as long-term changes, quality
and permanence of changes, or spin-off developments from the partnership.
A framework was developed to help design and implement evaluations of public-private
partnership projects. Steps in the partnership process are identified and
ideas for data collection in evaluation of policy development and implementation
are provided.
Table 1. Framework for Evaluation of Public-Private Partnerships
Category of Evaluations |
Action Steps |
Evaluation Activity |
1. Need for partnership (policy) |
(Determining the extent of the problem)
(Assessing duplication of services) |
(Measure of economic distress in community) |
2. Process of partnership implementation |
|
|
3. Outcomes of partnership |
|
|
Implications for CYFAR Initiatives
Partnerships or coalitions need to be proactive in the evaluation planning
process by identifying and securing access to essential data needed to
measure intended outcomes. The framework also provides evaluators with
activities to help determine the need for partnerships, measuring the
effectiveness of the partnership process, and determining the achievements
of the partnership.
Thurman, Q. & Reisig, M. (1996). Community-oriented research in an era
of community-oriented policing. American Behavioral Scientist, 39 (5),
570-586.
This article identifies several methods of data collection for assessing
the interest of community in local government services. Strengths and
weaknesses of each method of data collection are identified in the article.
The methods include:
1. Community forums- scheduled public town meetings to hear and discuss
planning and/or implementation issues
Strengths: provides a first impression of community-wide
sentiment regarding issue.
identifies motivated persons as possible
committee volunteers.
Weaknesses: will not hear from disengaged citizens who
do not attend the forums.
voice
of average citizen many be drowned out by passionate citizens.
2. Interviews- conducted with community elite and key persons knowledgeable
about community sentiments
Strength: provides initial sense of issue's importance
and context
Weaknesses: identifying the best people to interview
is difficult may not provide
input from all groups in the community
3. Surveys-administered to a representative cross-section of the community
Strength: provides systematic, firsthand data collection
Weakness: usability dependent on return rate
4. Focus groups: planned group interviews useful for assessing opinion
of relevant community subgroups
Strength: provide first hand-data collection from various
subgroups
Weakness: limited generalizability
Implications of CYFAR Initiatives
This article provides CYFAR initiatives with a variety of methods to collect
data relating to policy development. Evaluators will need to select method(s)
appropriate for their resources and data needed.
|